Important Documents

 

Within the financial world, there are many documents that circulate. The list below encompasses the vast majority of documents that we at McCabe & Associates feel are important for you to retain, and that we may ask you to bring into your meetings with us.

Personal

  • Income tax returns (past two years)
  • Loan documents
  • Wills and trust agreements
  • Powers of attorney

Investments

Latest monthly statements for any outside
accounts or held funds, including:

  • Traditional or Roth IRAs
  • College savings plans (529 plans, UGMAs, UTMAs)
  • Brokerage accounts
  • Stocks and/or bonds
  • Treasury notes
  • Government securities
  • CDs
Insurance

  • Life insurance policies, beneficiaries, and most recent statement
  • Long-term care insurance policy and beneficiaries
  • Disability insurance policy and beneficiaries
  • Annuity contracts

Employment

  • 401(k) or corporate retirement plan information
  • Pension plan information
  • Most recent pay stubs (past two)

Business

  • Business tax returns (past two years)
  • Succession plan documents
  • Deferred compensation plan information
  • Option, stock, or bonus plan information