Kathy Richards

Director of Client Services, Registered Administrative Assistant

Kathy Richards has been with McCabe & Associates since 1996, and has assisted both our clients and our advisors in multiple roles during that time. She is currently the Director of Client Services and team leader of our support staff.

Kathy’s current responsibilities include serving our clients with the highest level of support, and executing tasks including placing trades, preparing documents, providing account information, and answering any questions that our clients may have.  In addition to serving our clients, Kathy provides back-office support to the McCabe & Associates team members, including managing the day-to-day workflow of the office, and spearheading human resources, technology, and compliance.  Kathy is registered by FINRA, and provides the support our advisors and clients need from her each day.

Kathy and her husband have been married since 1996, and have three children and three dogs.  She is very involved in supporting her children’s activities including football, basketball, baseball and cheerleading.

Check out the background of this professional on FINRA’s BrokerCheck.